Compliance Officer

Shanghai, Shanghai, China

Ref#: POS-16595

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Two Sigma is a financial sciences company, combining data analysis, invention, and rigorous inquiry to help solve the toughest challenges in investment management, insurance technology, securities, private equity, and venture capital.

Our team of scientists, technologists, and academics looks beyond the traditional to develop creative solutions to some of the world’s most complex economic problems.

We are seeking a dedicated compliance officer to join our growing Shanghai team. You'll be part of a close knit, dynamic team of hardworking individuals critical to the success of Two Sigma's China business. In this role, you will be responsible for carrying out routine compliance programs to ensure the policies and procedures put in place are running well. You will also be involved in projects and initiatives that help further develop our China businesses. The candidate will be a team player with a demonstrated ability to work with cross-functional teams. If you are meticulous and have a strong ownership approach with business consciousness, we would love to meet you! 

You will take on the following responsibilities:
  • Review investor onboarding documents for AML/KYC purposes
  • Manage Code of Ethics, including through periodic review to ensure the policies and procedures are properly implemented and followed
  • Develop and review internal compliance inspection and reports
  • Manage regulatory reporting, including by filing regular and ad-hoc information disclosure reports to AMAC
  • Assist with drafting and updating internal policies and procedures
  • Facilitate document retention and management

You should possess the following qualifications:
  • Strong academic record with a Bachelor’s degree required
  • 3-5 years of working experience as a compliance officer in the financial industry
  • Oral and written fluency in English
  • Strong written communication skills
  • Eager to learn and develop with the fast-changing industry

Preferred skills and qualifications:
  • AMAC “Exam for Fund Practicing Qualification” preferred
  • Product knowledge of various financial instruments such as equities, bonds, and derivatives